With the No.9 license issued by Hongkong Securities and Futures Commission, the Group is able to provide all-round asset management business. In the past, it has already launched various asset businesses including collective asset management, single asset management and specific asset management businesses. By taking advantage of the investment management team handling business lines including fixed-income, quantitative and equity investment, the Group can provide all kinds of institutional investors with specialized and customized cooperation and services covering all service lines.
Besides, the Group sticks to customer-centered and market-oriented service principle, and look for matched asset management products for customers after fully analyzing customers, understanding customers' investment preference and risk perception capacity, etc. Furthermore, the Group has established complete business process for all links including market survey, marketing, training, customer service, customer complaint handling, customer risk disclosure, due diligence, personal contract explanation and signing, information disclosure and customer archives management. All-round risk control principle is implemented to infuse risk prevention throughout all links of asset management business. Asset management business strictly applies screening wall management system, quantitative risk management indicators, well-established risk monitoring system as well as effective risk and compliance management to control various risks of the business links.
